CFTC Enforcement News Monitoring

SEC–CFTC harmonization effort signals shift toward streamlined oversight and reduced regulatory friction

At the 2026 Futures Industry Association (FIA) Global Cleared Markets Conference on March 10, 2026, Securities and Exchange Commission (SEC) Chairman Paul Atkins outlined a series of initiatives aimed at improving regulatory coordination between the SEC …

SEC and CFTC Sign Updated MOU That Lays Groundwork for Joint Regulation of Crypto

  On March 11, 2026, the Securities and Exchange Commission (“SEC”) and Commodity Futures Trading Commission (“CFTC”) announced that they have entered into a new Memorandum of Understanding (“MOU”) to coordinate rulemaking, supervision, examinations and …

CFTC and SEC Strengthen Regulatory Coordination Through Memorandum of Understanding

Key Takeaways: The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) announced a new memorandum of understanding (MOU) and related Joint Harmonization Initiative intended to improve coordination between the two …

CFTC Publishes Prediction Markets Advisory For Exchanges

CFTC issues advisory on listing prediction market event contracts. Guidance targets exchanges offering event-based derivatives. Move signals closer regulatory oversight of prediction markets. The US Commodity Futures Trading Commission has unveiled new …

CFTC issues advisory on event contracts as it launches public consultation

The Commodity Futures Trading Commission (CFTC) is seeking public comment on potential changes to prediction markets regulations and has issued an advisory notice on contracts, including sports-related event contracts. The Advanced Notice of Proposed …

The SEC & CFTC “Coordination Pact”

(HedgeCo.Net) In a landmark development for the U.S. digital asset industry, the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have formally signed a Memorandum of Understanding (MOU) designed to …

Securities Enforcement Roundup – February 2026

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments from February 2026. The US Securities and Exchange Commission (SEC or the Commission) revised its Enforcement Manual for the first time since …

SEC, CFTC Sign Memorandum of Understanding Between Agencies

The Securities and Exchange Commission and the Commodity Futures Trading Commission announced that they have entered into a Memorandum of Understanding (MOU) to guide coordination and collaboration between the two agencies to support lawful innovation, …

SEC, CFTC move past turf battle as Bitcoin approaches $70K

U.S. financial markets, the U.S. Securities and Exchange Commission (SEC), and the Commodity Futures Trading Commission (CFTC) have formally ended years of jurisdictional conflict over cryptocurrency regulation, signing a Memorandum of Understanding (MOU) …

DOJ Corporate Enforcement Update: The New Department-Wide Self-Disclosure Policy

On March 10, 2026, the US Department of Justice (DOJ) announced a new department-wide “Corporate Enforcement and Voluntary Self-Disclosure Policy” (the CEP). The CEP addresses the benefits available to companies that voluntarily disclose, cooperate, and …

CFTC issues new guidance for prediction markets

America’s two principal financial market regulators appear to be moving in concert in terms of providing clarity for some of the fastest-growing corners of the markets, which are prediction markets and tokenized equities.  The Commodity Futures Trading …

SEC, CFTC end years of rivalry with deal that will mean combined crypto oversight

The U.S. markets regulators are melding their operations in the places where the duties of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) overlap, and building a crypto oversight framework is listed among …

U.S. SEC chief Atkins said bond with sister agency CFTC to include joint meetings, exams

The U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission — the sister agencies that will regulate most U.S. crypto activity — have been rivals in the past over crypto issues, but they're now pursuing a formal memorandum …

SEC, CFTC Sign Landmark MOU to Coordinate Crypto Oversight

The US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) signed a Memorandum of Understanding (MOU) on March 11, formalizing their commitment to coordinate on digital asset regulation and end years of …

E-betting’s unstoppable force meets Utah’s immovable anti-gambling culture

Follow us Add us as a preferred source on Google Newsletter TheWeek Get the The Week Newsletter A free daily email with the biggest news stories of the day – and the best features from TheWeek.com You are now subscribed Your newsletter sign-up was …

Kalshi preemptively sues Iowa, claiming risk of enforcement action

Prediction market Kalshi has sued regulators in the US state of Iowa, claiming it did so as there was a risk of an impending enforcement action over its sports event contracts. Kalshi sued Iowa Attorney General Brenna Bird, along with the Iowa Racing and …

Gary Gensler, Sen. Warren ran a campaign to strip the CFTC of its crypto jurisdiction

In light of the recent MoU between the two federal agencies, Sam Bankman-Fried (SBF) has come out to say that Gary Gensler and Sen. Elizabeth Warren plotted to strip the CFTC of its power to regulate crypto.  In a post Thursday, SBF precisely noted that …

SEC and CFTC Sign MOU on Crypto, Ending Years of Tussle

Key Highlights SEC and CFTC have signed a Memorandum of Understanding (MOU) to collaborate on the regulation of digital assets By signing the MOU, these agencies are expected to end years of jurisdictional conflicts between the agencies  Under Trump’s pro- …

Harmony and Understanding? (Or at Least a Memorandum)

In back-to-back speeches at the Futures Industry Association conference, Commodity Futures Trading Commission Chair Selig and Securities and Exchange Commission Chair Atkins set out their views regarding facilitating innovation through principles-based …

New Alliance Brings Together 1.2 Million Illinois Rare Disease Patients

A chance meeting in a DC hallway turns into a movement SPRINGFIELD, IL, UNITED STATES, March 13, 2026 /⁨EINPresswire.com⁩/ -- In the world of rare diseases, finding someone who understands your journey can feel like finding a needle in a haystack …

VAREP Applauds Passage of the 21st Century ROAD to Housing Act

The National Association of Mortgage Brokers Celebrates Historic Bipartisan Housing Victory CORONA, CA, UNITED STATES, March 13, 2026 /⁨EINPresswire.com⁩/ -- The Veterans Association of Real Estate Professionals (VAREP) today applauded passage of …

PositiveSingles® Survey Finds Community Split on Teen STD Testing and Parental Consent

LOS ANGELES, CA, UNITED STATES, March 13, 2026 /⁨EINPresswire.com⁩/ -- PositiveSingles®, a leading dating and support platform for people living with herpes and other STDs, has released new survey results revealing a closely divided community on …

HBS Releases National Redistricting Report Ahead of 2026 Election Cycle

WASHINGTON, DC, UNITED STATES, March 13, 2026 /⁨EINPresswire.com⁩/ -- HBS Executive Chairman and CEO Andy Blunt today released The Lines That Could Decide 2026, a state-by-state analysis of congressional redistricting activity currently underway …

Calvary Placement Agency Announces Launch and Ribbon Cutting Ceremony in Newark, New Jersey

Calvary Placement Agency announces opening of its Newark, New Jersey location, focused on comprehensive case management and resource coordination for children NEWARK, NJ, UNITED STATES, March 13, 2026 /⁨EINPresswire.com⁩/ -- Calvary Placement …

Calvary Placement Agency Announces Launch and Ribbon Cutting Ceremony in Richmond, Virginia

Calvary Placement Agency announces the opening of Richmond, Virginia location, focused on comprehensive case management and resource coordination for children RICHMOND, VA, UNITED STATES, March 13, 2026 /⁨EINPresswire.com⁩/ -- Calvary Placement Agency is …

'I’d Never': The Nashville Song No Artist Has Been Willing to Write — But Millions of Women Understand

A bold single confronting abortion regret, revealing the quiet reflections many women carry—and the healing found in Jesus. NASHVILLE, TN, UNITED STATES, March 13, 2026 /⁨EINPresswire.com⁩/ -- A new Nashville single from Tahan Music Co. is …

Calvary Placement Agency Announces Launch and Ribbon Cutting Ceremony in New York, New York

Calvary Placement Agency announces the opening of New York location, focused on providing comprehensive case management and resource coordination for children. NEW YORK, NY, UNITED STATES, March 13, 2026 /⁨EINPresswire.com⁩/ -- Calvary Placement …

New Report Reveals NYC and DC Face 70% of Iranian-Linked Threat Risks Nationally Amid DHS Shutdown

WASHINGTON, DC, UNITED STATES, March 13, 2026 /⁨EINPresswire.com⁩/ -- With the U.S.-Iran conflict (Operation Epic Fury / Roaring Lion) now in its third week—marked by intensified U.S./Israeli strikes, Iranian retaliatory missile attacks on …

Inside the Newsroom: EIN Presswire Launches Series on What Journalists Really Look for in Press Releases

Takeaways and behind‑the‑scenes insights from conversations with veteran voices in the media WASHINGTON , DC, UNITED STATES, March 13, 2026 /⁨EINPresswire.com⁩/ -- EIN Presswire is launching a new series, “Inside the Newsroom: What Journalists Really Look …

AMMWEC Hosts Women-Led Interfaith Iftar in New York City to Strengthen American Communities

NEW YORK CITY, NY, UNITED STATES, March 13, 2026 /⁨EINPresswire.com⁩/ -- The American Muslim & Multifaith Women’s Empowerment Council (AMMWEC) hosted a powerful women-led Interfaith Iftar in New York City, bringing together Jewish, Christian, …

John Kerry to join the Ocean Stewardship Initiative (OSI) as a Champion

The Sustainable Markets Initiative, founded by His Majesty King Charles III, announces John Kerry as Champion for Ocean Stewardship Initiative (OSI). LONDON, LONDON, UNITED KINGDOM, March 13, 2026 /⁨EINPresswire.com⁩/ -- 𝗧𝗵𝗲 𝗦𝘂𝘀𝘁𝗮𝗶𝗻𝗮𝗯𝗹𝗲 𝗠𝗮𝗿𝗸𝗲𝘁𝘀 𝗜𝗻𝗶𝘁𝗶𝗮𝘁𝗶𝘃𝗲 …

Antifa Cell Members Convicted in Prairieland ICE Detention Center Shooting

Nine North Texas Antifa Cell operatives were convicted today by a federal jury in Fort Worth, Texas for their roles in rioting, using weapons and explosives, providing material support to terrorists, obstruction, and attempted murder of an Alvarado police …

Alona Lebedieva: The War Is Creating a New Structure of Ukraine’s Economy

KYIV, UKRAINE, March 13, 2026 /⁨EINPresswire.com⁩/ -- Russia’s full-scale invasion has fundamentally reshaped the structure of Ukraine’s economy. Before 2022, its key drivers were agriculture, metallurgy, and domestic consumer demand. Today, …

Virginia Man Charged with Illegally Selling the Firearm Used in the Campus Shooting at Old Dominion University

Kenya Mcchell Chapman, 32, of Smithfield, Virginia, appeared in federal court today and was charged by criminal complaint with dealing in firearms without a license in connection with the March 12 shooting at Old Dominion University (ODU), and with three …

Indiana Signs Statewide School Phone Ban Affecting More Than 1 Million Students

Health Experts say Indiana School Phone Ban is a Step Toward Preventing Chronic Disease in Youth INDIANAPOLIS, IN, UNITED STATES, March 12, 2026 /⁨EINPresswire.com⁩/ -- Indiana Governor Mike Braun has signed Senate Bill 78 into law, advancing a …

DLNR News Release – ALL STATE PARKS CLOSED UNTIL FURTHER NOTICE, March 12, 2026

STATE OF HAWAIʻI KA MOKU ʻĀINA O HAWAIʻI        JOSH GREEN, M.D. GOVERNOR KE KIAʻĀINA   DEPARTMENT OF LAND AND NATURAL RESOURCES KA ‘OIHANA KUMUWAIWAI ‘ĀINA   RYAN KANAKA‘OLE ACTING CHAIRPERSON      ALL STATE PARKS CLOSED UNTIL FURTHER NOTICE   …

Sessions Announces Hearing on the Financial Future of the U.S. Postal Service

WASHINGTON—Subcommittee on Government Operations Chairman Pete Sessions (R-Texas) today announced a hearing on “Oversight of the U.S. Postal Service: The Financial Future Under Postmaster General Steiner.” During the hearing, members will highlight the U.S …

Comer Calls on GAO to Investigate Taxpayer Fraud in Federally Funded State-Administered Programs

WASHINGTON—House Committee on Oversight and Government Reform Chairman James Comer (R-Ky.) today requested the Government Accountability Office (GAO) conduct a systemic review of waste, fraud, and abuse across numerous federally funded benefits programs …

Man With History of Violence Who Threated Two People with a Loaded Firearm Sentenced to Federal Prison